Regulatory Compliance for Financial Institutions 2015

Highlights:

• Learn how to develop a risk management framework to avoid costly consequences
• Discover how to prepare for compliance with the new anti-spam legislation
• Benefit from insights into the latest OSFI corporate governance guidelines
• Explore consumer protection developments impacting the financial services industry
• Find out how to navigate emerging challenges in privacy compliance
• Examine how to balance priorities under a Basel III framework
• Establish a proactive financial crisis action plan
• Test the effectiveness of your anti-money laundering regime

Participants:

• Bennett Jones LLP
• BMO Financial Group
• Canadian Compliance Group Inc.
• Equitable Bank
• ITG Canada
• J. Bruce McMeekin Law
• Ludmer Law
• Miller Thomson LLP
• Munich Reinsurance Company of Canada
• Scotiabank Global Banking & Markets
• Stikeman Elliott LLP
• Sumitomo Mitsui Banking Corporation of Canada