Conference · Toronto, Canada
Annual SECURITIES REGULATION AND COMPLIANCE
Banking, Finance · Management · Legal services
Key numbers
- Editions on record
- 1first in 2012
About Annual SECURITIES REGULATION AND COMPLIANCE
Attend The Canadian Institute’s 22nd Securities Regulation and Compliance event to ensure that you have the information and tools necessary to seamlessly respond to untested new regulations, and to prepare for fresh initiatives and emerging issues.
Speakers faculty composed of securities regulatory authorities and transactional leaders, legal and compliance practitioners across Canada and the U.S. will provide you with this year’s most salient information on topics including:
• KEY IMPACTS OF THE U.S. DODD-FRANK ACT on Canadian and cross-listed companies and regulators
• NEW, PROPOSED AND EMERGING REGULATORY ISSUES being addressed by Canadian and U.S. regulatory authorities: What are the key take-aways, and what must be implemented to stay compliant?
• EMERGING M&A TRENDS: Analysis of the buoyant M&A marketplace, with a focus on the extractive industries
• CRITICAL CORPORATE GOVERNANCE issues: Managing say-on-pay, proxy voting, executive compensation, board composition, shareholder activism and more
• IMPLICATIONS of the emerging market issuer review in light of the growing emerging market economies
• Keynote Speakers
Naizam Kanji,Prema Thiele,Kevin Fine,Tom Graham,Susan Greenglass,Sylvie Lalonde,Winnie Sanjoto,Johanna Superina and many more.
Who You will meet
• Regulators
• Securities and Corporate Lawyers in Private Practice
• General Counsel, In-House Counsel, Chief Legal Officers
• Compliance Officers
• Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
• Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
• Directors and Officers
• Corporate Secretaries
• Underwriters and Issuers
• Corporate and Commercial Investors
• Investment Portfolio Executives and Dealers
• Mutual Fund and Pension Fund Managers
From our listing of this edition. Details may have changed since.
Editions
| Year | Dates | Where | Exhibitors | Visitors |
|---|---|---|---|---|
| 2012 | 23–24 Oct 2012 | Toronto Marriott Bloor Yorkville Toronto, Canada | — | — |
Past editions from the bvents archive (2008–2019) and organiser figures where they were published.
Questions
When is Annual SECURITIES REGULATION AND COMPLIANCE?
The next dates haven't been confirmed. The last edition we have on record was 23–24 Oct 2012.
Where is it held?
The last edition we have was at Toronto Marriott Bloor Yorkville, Toronto, Canada.