Conference · Toronto, Canada

Regulatory Compliance for Financial Institutions

Banking, Finance · General

Official website
Next editionNot confirmedLast edition we have: 14–15 Apr 2015
Last venueCourtyard Toronto DowntownToronto, Canada
RunningSince 2014Frequency unknown · 2 editions on record
Last checked12 Nov 2026Organiser website checked
We haven't confirmed the next dates yet. The last edition in our records was 14–15 Apr 2015 at Courtyard Toronto Downtown. Check the organiser's site: federatedpress.com. Are you the organiser? Correct this listing.

Key numbers

Editions on record
2first in 2014

About Regulatory Compliance for Financial Institutions

Highlights:

• Learn how to develop a risk management framework to avoid costly consequences

• Discover how to prepare for compliance with the new anti-spam legislation

• Benefit from insights into the latest OSFI corporate governance guidelines

• Explore consumer protection developments impacting the financial services industry

• Find out how to navigate emerging challenges in privacy compliance

• Examine how to balance priorities under a Basel III framework

• Establish a proactive financial crisis action plan

• Test the effectiveness of your anti-money laundering regime

Participants:

• Bennett Jones LLP

• BMO Financial Group

• Canadian Compliance Group Inc.

• Equitable Bank

• ITG Canada

• J. Bruce McMeekin Law

• Ludmer Law

• Miller Thomson LLP

• Munich Reinsurance Company of Canada

• Scotiabank Global Banking & Markets

• Stikeman Elliott LLP

• Sumitomo Mitsui Banking Corporation of Canada

From our listing of this edition. Details may have changed since.

Editions

YearDatesWhereExhibitorsVisitors
201514–15 Apr 2015Courtyard Toronto Downtown
Toronto, Canada
——
201429–30 Apr 2014Hotel Novotel Toronto Centre
Toronto, Canada
——

Past editions from the bvents archive (2008–2019) and organiser figures where they were published.

Questions

When is Regulatory Compliance for Financial Institutions?

The next dates haven't been confirmed. The last edition we have on record was 14–15 Apr 2015.

Where is it held?

The last edition we have was at Courtyard Toronto Downtown, Toronto, Canada.

Industries